Northeast Financial Group

We help you develop and scale your business with the support you rightfully earned. We are an inclusive and diverse office with years of experience in guiding clients, financial planners, financial advisors and financial professionals toward financial success. Northeast Financial Group is here to provide concierge-level service to help reach the maximum potential for you and your clients.

Excel with Teaming

Resources to expand your practice or test the waters through joint work opportunities.

Looking to Grow?

We’ve got your back with a robust group of turnkey lead, referral, and marketing programs to grow your business and revenue.

Great Minds Think Alike

What makes a great fit? A professional who wants to run their business with a client-first approach.

Managing Director, MSM CAP® CLU® ChFC® RICP®

Linkedin Profile

As a Managing Director, I lead with purpose. My responsibilities are vast and varied, but overall, I am tasked with strategically fostering an environment of success and building the team behind our triumphs.

Associate Managing Director

Linkedin Profile

I'm responsible for finding and training new Financial Professional Associates (FPA), developing results-oriented strategies, plus retaining a successful team. If you're interested in being an FPA, let's talk!

Director, Sales Support & Oversight, MBA, CMFC®, ARM

Linkedin Profile

As the DSSO, running an efficient agency is my top priority. I partner with the Managing Director to provide oversight and supervising within the agency. I add value by deploying strategies that mitigate risk, while supervising teams conducting business activities in an ethical manner.

Regional Director and Financial Planner

Linkedin Profile

Regional Director, Financial Planner

Linkedin Profile

I help advisors build healthy advisory practices faster with less effort. Nothing compares to the feeling of helping a family or individual plan for their financial future.

Regional Director

Linkedin Profile

Senior Firm Support Specialist

Linkedin Profile

Primarily I engage with experienced financial professionals’, set up initial as well as follow up appointments with the Regional Directors and provide follow up support through the onboarding process and transition to Prudential. In additional, I provide regular candidate updates.

Javier Lugo

Financial Planner

"Talent and education are great to have but ineffectual without persistence, determination and hard work. I see failure as an opportunity to practice my techniques and perfect my outcomes. My advice to my younger self today would be - prepare to work harder on yourself than on your career."

Mary Kay Sloan

Financial Advisor

“I love Prudential’s “client first” approach while maintaining a supportive environment for advisors. My best decision was to join a team as the shared learning not only expedited my growth but provides tremendous value to our clients. If I were to do one thing different it would have been to start my career as a financial advisor earlier.”

Danny Dable

Financial Advisor

“Your Advisor hat is not on Monday through Friday. There is no such thing as TGIF. Our hat is on Monday to Sunday 24/7. Be consistent. Consistency that demonstrates authenticity is what gains trust. That builds your brand.”

There are approx. 2,800 financial professionals with Prudential Advisors, aligned to 24 offices nationwide.

In 2023, we distributed 0.9 million leads and referrals to our financial professionals.*

23,000 Prospect Leads 712,000 Unaligned Leads

141,000 Referral Leads 3,000 Aligned Leads

Prudential Advisors AUM growth over the past 5 years*

Achieved Gross Dealer Concession (GDC) payout (by product)*

*As reported by Prudential Advisors Planning & Analysis team.

With our robust offering of over 15 turnkey lead and referral programs, you have access to a quality source of leads to help supplement your overall prospecting efforts and open doors to new client relationships.

Taking care of clients is your top priority, so why should you be limited to proprietary solutions? At Prudential Advisors, we are committed to enabling you to deliver the most appropriate advice and solutions. All products align to one payout grid.

Access to several top-industry productivity tools including: Clientlink (powered by Salesforce), eMoney, Morningstar, and a robust managed money platform powered by Envestnet. We also offer access to email and social media marketing tools and external leads from SmartAsset.

As a statutory financial professional or an independent financial professional, you can count on fair compensation. In fact, as an independent financial professional, you’ll receive up to 90% payouts on anything you sell. As a statutory financial professional, you will receive a full benefits package, including company-sponsored benefits.

We believe teaming is not just a program. It's a way of doing business. Financial professionals, advisors and planners who join teams are more efficient and more productive and have higher assets under management (AUM) per client.

Join Prudential Advisors and your transition will be supported by a close partnership with local office leadership, operations personnel, and dedicated resources from our Transition & Onboarding Solutions team.

Business Models

Statutory Financial Professional

Join us and get the best our office has to offer as well as benefiting from the relationships, reputation and support of Prudential. With local leadership and a global powerhouse, we both have your back.

Independent Business

We welcome independent financial professionals who want to work with us. You can enjoy upsides like no product quotas, ongoing local office support and access to Prudential expertise, including leads support and marketing.

Start a New Career at Pru

Interested in starting your career in finance or looking for a career change? Prudential offers guidance to help you recognize your needs and goals including tips to help you take your next step.

Humane Society

April 28, 2022

On April 28, Bruce Giguere, Mike Gisleson, Sam Gisleson, Genevieve Bailey, Benjamin Tomczak, and Utpal Parekh gathered on Cleveland Avenue in downtown Hartford to team up with the Humane Society of the United States. We wanted to help this nonprofit organization on a national stage. It was an awesome experience with everyone!

Hartford Yard Goats Game

June 2, 2022

We had a very exciting and entertaining night in downtown Hartford! Prior to the game, the team gathered at BEAR’s restaurant hosted by Brian Mullen. Then traveled over to Dunkin Donuts Park to enjoy the game and bond as a team. Unfortunately, the Yard Goats did not win, but it was still a great time!

Interested? We'd love to hear from you.

Whether you're an experienced financial planner, financial advisor or financial professional thinking of moving your practice, a recent grad, or a professional who is interested in a career change, you can contact us confidentially. Our Business Development Director and Recruiter is the first step, so please reach out.

1064565-00001-00

For Compliance Use Only: